News2023-09-20T12:34:44-07:00

InvestorCOM Wins 2024 WealthTech Americas Award for Innovative Compliance RegTech Product

Toronto, ON, February 22, 2024 – InvestorCOM, a leading regulatory software provider to the wealth management industry, today announced that its compliance platform was named the winner of the Innovative Compliance/RegTech Product category by the WealthTech Americas Awards. Sponsored by WealthBriefing, a publication of ClearView Financial Media, the annual [...]

February 22, 2024|

Estancia Capital Partners and PMA Complete Sale of PMA to TA Associates

Naperville, Ill. – February 9, 2024 – Estancia Capital Partners (“Estancia”) and its portfolio company  PMA Financial Network, LLC (“PMA”), a premier full-service provider of comprehensive financial and advisory services to municipalities, school districts and other local government entities, completed the majority acquisition of PMA by TA Associates (“TA”), [...]

February 9, 2024|

InvestorCOM Introduces Account Recommendation Application

Toronto, ON, January 30, 2024 – InvestorCOM, a leading wealth compliance software provider, today announced that its powerful compliance platform now features an account analysis application to help financial professionals ensure the account type is best suited for the client and meets Regulation Best Interest’s (Reg BI) Care Obligation [...]

January 30, 2024|

Alger Expands International Growth Equity Expertise with Acquisition of Redwood Investments

NEW YORK, Jan. 4, 2024 -- Alger Group Holdings, LLC. ("Alger"), a privately-held, women-owned and minority-led growth equity investment manager, today announced it has agreed to acquire Newton, Massachusetts-based Redwood Investments, LLC ("Redwood"), a specialized global growth equity manager with over $1.6 billion in assets under management. The acquisition [...]

January 4, 2024|
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